WELLS FARGO FUNDS MANAGEMENT, LLC
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WELLS FARGO FUNDS MANAGEMENT, LLC
(CRD# 110841)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Dec 2000.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$203.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
3%
of RAUM.
Non-US investors represent
0%
.
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WELLS FARGO FUNDS MANAGEMENT, LLC
also reported in
Mar 2019
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459
employees,
with
20
performing advisory functions.
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A total of 7 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WELLS FARGO FUNDS MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
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WELLS FARGO FUNDS MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AK-Dec 2004, AL-Dec 2004, AR-Dec 2004, AZ-Dec 2004, CA-Dec 2004
, CO-Dec 2004, CT-Dec 2004, DC-Dec 2004, DE-Jan 2005, FL-Dec 2004
, GA-Dec 2004, HI-Dec 2004, IA-Dec 2004, ID-Dec 2004, IL-Dec 2004
, IN-Dec 2004, KS-Dec 2004, KY-Dec 2004, LA-Dec 2004, MA-Dec 2004
, MD-Dec 2004, ME-Dec 2004, MI-Dec 2004, MN-Jan 2005, MO-Dec 2004
, MS-Dec 2004, MT-Dec 2004, NC-Dec 2004, ND-Dec 2004, NE-Dec 2004
, NH-Dec 2004, NJ-Jan 2005, NM-Dec 2004, NV-Dec 2004, NY-Dec 2004
, OH-Dec 2004, OK-Dec 2004, OR-Dec 2004, PA-Dec 2004, PR-Mar 2010
, RI-Dec 2004, SC-Dec 2004, SD-Dec 2004, TN-Dec 2004, TX-Dec 2004
, UT-Dec 2004, VA-Dec 2004, VI-Mar 2014, VT-Dec 2004, WA-Dec 2004
, WI-Dec 2004, WV-Dec 2004, WY-Mar 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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