WELLS CAPITAL MANAGEMENT INC
|
|
WELLS CAPITAL MANAGEMENT INC
(CRD# 104973)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Apr 1984.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$360.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
4%
of RAUM.
Non-US investors represent
11%
.
|
|
WELLS CAPITAL MANAGEMENT INC
also reported in
Mar 2019
-
811
employees,
with
378
performing advisory functions.
-
A total of 17 office locations.
-
Registration with one or more foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
WELLS CAPITAL MANAGEMENT INC has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
WELLS CAPITAL MANAGEMENT INC has Notice Filings with the following State Securities Authorities:
AK-Sep 2000, AL-Sep 2000, AR-Oct 1999, AZ-Oct 2000, CA-Feb 1985
, CO-Sep 2000, CT-Sep 2000, DC-Dec 2000, DE-Jun 2002, FL-Oct 2000
, GA-Feb 1998, HI-Sep 2000, IA-Jan 2001, ID-Sep 2000, IL-May 2000
, IN-Feb 2001, KS-Sep 2000, KY-Oct 1999, LA-Oct 2001, MA-Apr 1998
, MD-Sep 2000, ME-Sep 2000, MI-Oct 1999, MN-Sep 2000, MO-Sep 2000
, MS-Oct 1999, MT-Jan 2000, NC-Jan 2001, ND-Sep 2000, NE-Sep 2000
, NH-Sep 2000, NJ-Oct 1999, NM-Sep 2000, NV-Apr 1998, NY-Sep 2000
, OH-Oct 1999, OK-Sep 2000, OR-May 2001, PA-Sep 1999, PR-Sep 2000
, RI-Sep 2000, SC-Sep 2003, SD-Sep 2000, TN-Oct 1999, TX-Apr 1998
, UT-Sep 2000, VA-Oct 2000, VT-Dec 2000, WA-Sep 2000, WI-Sep 2000
, WV-Sep 1999, WY-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
