WELLINGTON MANAGEMENT COMPANY LLP
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WELLINGTON MANAGEMENT COMPANY LLP
(CRD# 106595)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Oct 1979.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$965.3 Billion,
with discretion over
95%
of those assets.
Pooled investment vehicles (Private Funds) account for
16%
of RAUM.
Non-US investors represent
23%
.
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WELLINGTON MANAGEMENT COMPANY LLP
also reported in
Mar 2019
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1699
employees,
with
571
performing advisory functions.
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A total of 4 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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WELLINGTON MANAGEMENT COMPANY LLP has one or more disclosure events currently on file with the SEC.
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WELLINGTON MANAGEMENT COMPANY LLP has Notice Filings with the following State Securities Authorities:
AL-Mar 2011, CA-Aug 1980, CO-Mar 2019, CT-Jun 1997, DC-Apr 2006
, DE-Apr 2006, FL-Apr 1961, GA-Mar 2001, HI-Mar 2012, IA-Mar 2018
, IL-Apr 1984, IN-Apr 2002, KY-Mar 2012, LA-Mar 2012, MA-Apr 2002
, MD-Oct 1990, MI-Apr 1999, MN-Oct 1961, MO-Jan 1987, NC-Dec 2000
, NE-Apr 2002, NH-Mar 2011, NJ-Jan 1961, NY-Jan 1984, OH-Apr 2006
, OK-Mar 2017, PA-Feb 1997, TN-Jan 1998, TX-Mar 1998, VA-Jan 1988
, WA-Mar 2008, WI-Mar 1980
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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