FindingFraud.org


Blog
Contact

VOYA INVESTMENT MANAGEMENT CO. LLC
VOYA INVESTMENT MANAGEMENT CO. LLC (CRD# 106494) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jan 1973. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $108.2 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 11% .  
 
VOYA INVESTMENT MANAGEMENT CO. LLC also reported in Mar 2019
  • 788 employees, with 206 performing advisory functions.
  • A total of 7 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
VOYA INVESTMENT MANAGEMENT CO. LLC has one or more disclosure events currently on file with the SEC.
 

View VOYA INVESTMENT MANAGEMENT CO. LLC's most recent Form ADV filing
 irban42



VOYA INVESTMENT MANAGEMENT CO. LLC has Notice Filings with the following State Securities Authorities: AK-Jul 2004, AL-Jun 2004, AR-Jul 2004, AZ-Mar 2003, CA-Dec 2002 , CO-Jun 2004, CT-Mar 1998, DC-Jun 2004, DE-Jul 2004, FL-Jul 2004 , GA-May 1990, HI-Jun 2004, IA-Jul 2004, ID-Jun 2004, IL-Jul 2004 , IN-Jun 2004, KS-Jun 2004, KY-Jun 2004, LA-Jun 2004, MA-Jun 2004 , MD-Jun 2004, ME-Jun 2004, MI-Mar 2003, MN-Jul 2004, MO-Jun 2004 , MS-Jun 2004, MT-Jun 2004, NC-Jun 2004, ND-Jun 2004, NE-Jun 2004 , NH-Jun 2004, NJ-Jul 2004, NM-Jun 2004, NV-Jun 2004, NY-Jan 2003 , OH-Jun 2004, OK-Jun 2004, OR-Jun 2004, PA-Jun 2004, PR-Jun 2004 , RI-Jun 2004, SC-Jun 2004, SD-Jul 2004, TN-Jul 2004, TX-Dec 2002 , UT-Jun 2004, VA-Jun 2004, VT-Jun 2004, WA-Jun 2004, WI-Jun 2004 , WV-Jun 2004, WY-Mar 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12