VONTOBEL ASSET MANAGEMENT, INC.
|
|
VONTOBEL ASSET MANAGEMENT, INC.
(CRD# 105007)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Aug 1984.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$30.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
47%
of RAUM.
Non-US investors represent
62%
.
|
|
VONTOBEL ASSET MANAGEMENT, INC.
also reported in
Mar 2019
-
67
employees,
with
23
performing advisory functions.
-
A total of 4 office locations.
-
Registration with one or more foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
VONTOBEL ASSET MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
VONTOBEL ASSET MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities: AL-Mar 2013, AR-Mar 2012, AZ-Mar 2012, CA-Oct 1989, CO-Mar 2004
, CT-Mar 2003, DC-Mar 2012, DE-Mar 2005, FL-Jul 2002, GA-Jul 2002
, IA-Mar 2012, ID-Mar 2015, IL-Aug 2002, IN-Jul 2002, KS-Mar 2003
, KY-Mar 2012, LA-Jul 2002, MA-Jul 2002, MD-Mar 2003, ME-Mar 2013
, MI-Jul 2002, MN-Mar 2012, MO-May 2003, MS-Mar 2015, MT-Mar 2015
, NC-Jul 2002, ND-Mar 2015, NE-Mar 2015, NH-Mar 2003, NJ-Jul 2002
, NM-Mar 2007, NV-Jul 2002, NY-May 1989, OH-Jul 2002, OK-Mar 2012
, OR-Jul 2002, PA-Jul 2002, PR-Mar 2012, RI-Mar 2004, SC-Mar 2003
, SD-Mar 2015, TN-May 2003, TX-Jan 2001, UT-Mar 2015, VA-Jul 2002
, VT-Mar 2013, WA-Jul 2002, WI-Mar 2012, WV-Mar 2013
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
