VANGUARD GROUP INC
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VANGUARD GROUP INC
(CRD# 105958)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Malvern, PA.
The SEC approved the firm to operate as an RIA in
Aug 1976.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4,530.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
100%
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VANGUARD GROUP INC
also reported in
Mar 2019
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490
employees,
with
369
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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VANGUARD GROUP INC has one or more disclosure events currently on file with the SEC.
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VANGUARD GROUP INC has No Notice Filings with State Securities Authorities. |
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