VANGUARD GLOBAL ADVISERS, LLC
|
|
VANGUARD GLOBAL ADVISERS, LLC
(CRD# 164593)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Malvern, PA.
The SEC approved the firm to operate as an RIA in
Jul 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$224.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
83%
of RAUM.
Non-US investors represent
100%
.
|
|
VANGUARD GLOBAL ADVISERS, LLC
also reported in
Mar 2019
-
490
employees,
with
369
performing advisory functions.
-
Registration with one or more foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
VANGUARD GLOBAL ADVISERS, LLC has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
VANGUARD GLOBAL ADVISERS, LLC has No Notice Filings with State Securities Authorities.
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
