U.S. BANCORP ASSET MANAGEMENT, INC.
|
|
U.S. BANCORP ASSET MANAGEMENT, INC.
(CRD# 111912)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Apr 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$81.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
4%
of RAUM.
Non-US investors represent
0%
.
|
|
U.S. BANCORP ASSET MANAGEMENT, INC.
also reported in
Mar 2019
-
101
employees,
with
66
performing advisory functions.
-
A total of 6 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
U.S. BANCORP ASSET MANAGEMENT, INC. has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
U.S. BANCORP ASSET MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
AK-May 2001, AL-May 2001, AR-May 2001, AZ-May 2001, CA-May 2001
, CO-May 2001, CT-May 2001, DC-May 2001, DE-Apr 2003, FL-May 2001
, GA-May 2001, HI-May 2001, IA-May 2001, ID-May 2001, IL-Aug 2001
, IN-May 2001, KS-May 2001, KY-May 2001, LA-May 2001, MA-May 2001
, MD-May 2001, ME-May 2001, MI-May 2001, MN-May 2001, MO-May 2001
, MS-May 2001, MT-May 2001, NC-May 2001, ND-May 2001, NE-May 2001
, NH-May 2001, NJ-Jul 2001, NM-May 2001, NV-Apr 2001, NY-Dec 2001
, OH-May 2001, OK-Jun 2001, OR-May 2001, PA-May 2001, PR-May 2001
, RI-May 2001, SC-May 2001, SD-May 2001, TN-May 2001, TX-May 2001
, UT-May 2001, VA-May 2001, VT-May 2001, WA-May 2001, WI-May 2001
, WV-May 2001, WY-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
