FindingFraud.org


Blog
Contact

TOWERS WATSON INVESTMENT SERVICES, INC.
TOWERS WATSON INVESTMENT SERVICES, INC. (CRD# 110473) is an SEC-Registered Investment Advisor (RIA), headquartered in Arlington, VA. The SEC approved the firm to operate as an RIA in Mar 1994. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $35.2 Billion, with discretion over 93% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
TOWERS WATSON INVESTMENT SERVICES, INC. also reported in Mar 2019
  • 190 employees, with 181 performing advisory functions.
  • A total of 8 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
TOWERS WATSON INVESTMENT SERVICES, INC. has no disclosure events reported to the SEC at this time.
 

View TOWERS WATSON INVESTMENT SERVICES, INC.'s most recent Form ADV filing
 irban42



TOWERS WATSON INVESTMENT SERVICES, INC. has Notice Filings with the following State Securities Authorities: CA-Sep 2016, CT-Mar 2019, FL-Apr 2018, GA-Feb 1995, IL-Mar 2010 , MA-Sep 2016, MI-Sep 2016, MN-Sep 2016, MO-Sep 2016, NC-Sep 2016 , NH-Sep 2016, NJ-May 2018, NY-Mar 2010, OH-Sep 2016, PA-Sep 2016 , TX-May 1995, VA-Sep 2016, WA-Mar 2012


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12