THRIVENT FINANCIAL FOR LUTHERANS
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THRIVENT FINANCIAL FOR LUTHERANS
(CRD# 115785)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Nov 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$100.9 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
6%
of RAUM.
Non-US investors represent
0%
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THRIVENT FINANCIAL FOR LUTHERANS
also reported in
Mar 2019
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3988
employees,
with
134
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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THRIVENT FINANCIAL FOR LUTHERANS has one or more disclosure events currently on file with the SEC.
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THRIVENT FINANCIAL FOR LUTHERANS has Notice Filings with the following State Securities Authorities: <
DE-Mar 2014, MN-Apr 2013, WI-Apr 2013
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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SEC. Feel free to contact
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