THORNBURG INVESTMENT MANAGEMENT INC
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THORNBURG INVESTMENT MANAGEMENT INC
(CRD# 106357)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Santa Fe, NM.
The SEC approved the firm to operate as an RIA in
Oct 1982.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$40.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
2%
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THORNBURG INVESTMENT MANAGEMENT INC
also reported in
Mar 2019
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195
employees,
with
39
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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THORNBURG INVESTMENT MANAGEMENT INC has one or more disclosure events currently on file with the SEC.
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THORNBURG INVESTMENT MANAGEMENT INC has Notice Filings with the following State Securities Authorities:
AK-Jul 2002, AL-May 2000, AR-Apr 2004, AZ-May 2003, CA-May 2000
, CO-Feb 2001, CT-Feb 2001, DC-Mar 2004, DE-Oct 2004, FL-May 2002
, GA-Apr 2002, HI-Jan 2005, IA-Jun 2003, ID-Mar 2006, IL-Feb 2001
, IN-Apr 2002, KS-Mar 2004, KY-Jan 2004, LA-Jun 2003, MA-Feb 2001
, MD-Jan 2004, ME-Mar 2004, MI-Apr 2002, MN-May 2003, MO-Jun 2003
, MS-Jan 2005, MT-Jan 2005, NC-Jul 2002, ND-Mar 2006, NE-Mar 2006
, NH-Jun 2003, NJ-Jul 2002, NM-Aug 1998, NV-Mar 2004, NY-Jan 2004
, OH-Apr 2002, OK-Jul 2002, OR-Jan 2005, PA-Apr 2002, PR-Aug 2003
, RI-Mar 2005, SC-Jun 2003, SD-Mar 2006, TN-May 2002, TX-Apr 2000
, UT-Jul 2002, VA-May 2003, VI-Aug 2010, VT-Mar 2006, WA-Jul 2002
, WI-Jun 2003, WV-Mar 2004, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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