THE PUTNAM ADVISORY COMPANY, LLC
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THE PUTNAM ADVISORY COMPANY, LLC
(CRD# 106631)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Oct 1968.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$49.0 Billion,
with discretion over
64%
of those assets.
Pooled investment vehicles (Private Funds) account for
85%
of RAUM.
Non-US investors represent
54%
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THE PUTNAM ADVISORY COMPANY, LLC
also reported in
Mar 2019
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35
employees,
with
5
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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THE PUTNAM ADVISORY COMPANY, LLC has one or more disclosure events currently on file with the SEC.
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THE PUTNAM ADVISORY COMPANY, LLC has Notice Filings with the following State Securities Authorities: <
AZ-Mar 2002, LA-Mar 2002, MA-Mar 2002, NE-Mar 2002, NH-Mar 2002
, TX-Apr 2002, WA-Mar 2002
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from the SEC website and is believed to be
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for errors or omissions. Please note
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SEC. Feel free to contact
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