THE CARLYLE GROUP
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THE CARLYLE GROUP
(CRD# 111128)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Washington, DC.
The SEC approved the firm to operate as an RIA in
Aug 1996.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$135.7 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
99%
of RAUM.
Non-US investors represent
50%
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THE CARLYLE GROUP
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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1002
employees,
with
335
performing advisory functions.
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A total of 7 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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THE CARLYLE GROUP has no disclosure events reported to the SEC at this time.
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THE CARLYLE GROUP has Notice Filings with the following State Securities Authorities:
TX-Mar 2012
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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