THE AYCO COMPANY,L.P.
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THE AYCO COMPANY,L.P.
(CRD# 106693)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Saratoga Springs, NY.
The SEC approved the firm to operate as an RIA in
Dec 1994.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$34.9 Billion,
with discretion over
83%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
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THE AYCO COMPANY,L.P.
also reported in
Mar 2019
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1366
employees,
with
858
performing advisory functions.
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A total of 21 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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THE AYCO COMPANY,L.P. has one or more disclosure events currently on file with the SEC.
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THE AYCO COMPANY,L.P. has Notice Filings with the following State Securities Authorities:
AK-Dec 1994, AL-Dec 1994, AR-Aug 1990, AZ-Dec 1994, CA-Nov 19
, CO-Feb 2008, CT-Jul 1997, DC-Apr 1994, DE-Jul 2003, FL-Aug 1
, GA-Oct 1994, HI-Dec 1994, IA-Feb 2008, ID-Aug 1989, IL-Jul 1
, IN-Feb 2001, KS-Dec 1994, KY-Jun 1982, LA-Feb 2008, MA-Nov 1
, MD-Oct 1991, ME-Jan 1998, MI-Nov 1997, MN-Dec 1984, MO-Mar 2
, MS-Feb 2001, MT-Jan 1998, NC-Feb 2001, ND-Feb 2008, NE-Apr 1
, NH-Jan 1986, NJ-Jul 1982, NM-Nov 1998, NV-Dec 1990, NY-Sep 1
, OH-Aug 1999, OK-Jan 1998, OR-Oct 1989, PA-May 1995, PR-Jan 2
, RI-Jan 1993, SC-Aug 1991, SD-Oct 1990, TN-Aug 1984, TX-Dec 1
, UT-Dec 1990, VA-Nov 1987, VI-Jul 2014, VT-Feb 1995, WA-Dec 1
, WI-May 1992, WV-Jun 1982, WY-Feb 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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