TCW INVESTMENT MANAGEMENT COMPANY LLC
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TCW INVESTMENT MANAGEMENT COMPANY LLC
(CRD# 106546)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Feb 1987.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$33.9 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
33%
of RAUM.
Non-US investors represent
8%
.
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TCW INVESTMENT MANAGEMENT COMPANY LLC
also reported in
Mar 2019
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369
employees,
with
164
performing advisory functions.
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A total of 4 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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TCW INVESTMENT MANAGEMENT COMPANY LLC has no disclosure events reported to the SEC at this time.
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TCW INVESTMENT MANAGEMENT COMPANY LLC has Notice Filings with the following State Securities Authorities:
AK-Mar 2000, AL-Mar 2000, AR-Mar 2000, AZ-Aug 1994, CA-Dec 1988
, CO-Mar 2000, CT-Mar 2001, DC-Apr 2000, DE-Jul 1992, FL-Mar 2000
, GA-Mar 2000, HI-Mar 2000, IA-Mar 2000, ID-Mar 2000, IL-Mar 2000
, IN-Feb 2001, KS-Mar 2000, KY-Mar 2000, LA-Oct 2001, MA-Mar 2000
, MD-Mar 2000, ME-Mar 2000, MI-Apr 2000, MN-Mar 2000, MO-Mar 2000
, MS-Mar 2000, MT-Mar 2000, NC-Jan 2001, ND-Mar 2000, NE-Nov 1999
, NH-Mar 2000, NJ-Mar 2000, NM-Mar 2000, NV-Mar 2000, NY-Apr 2000
, OH-Mar 2000, OK-Feb 2000, OR-Jan 2001, PA-Feb 2000, PR-Feb 2000
, RI-Jan 2001, SC-Aug 1992, SD-Mar 2000, TN-Mar 2000, TX-Feb 2000
, UT-Mar 2000, VA-Mar 2000, VI-Mar 2010, VT-Feb 2000, WA-Mar 2000
, WI-Nov 1999, WV-Mar 2000
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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