TCW ASSET MANAGEMENT COMPANY LLC
|
|
TCW ASSET MANAGEMENT COMPANY LLC
(CRD# 105742)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Jun 1970.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$42.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
32%
of RAUM.
Non-US investors represent
44%
.
|
|
TCW ASSET MANAGEMENT COMPANY LLC
also reported in
Mar 2019
-
382
employees,
with
177
performing advisory functions.
-
A total of 7 office locations.
-
Registration with one or more foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
TCW ASSET MANAGEMENT COMPANY LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
TCW ASSET MANAGEMENT COMPANY LLC has Notice Filings with the following State Securities Authorities: <
CA-Dec 1970, IL-Apr 2017, MA-Mar 2016, NY-Mar 2016
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
