T. ROWE PRICE ASSOCIATES, INC.
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T. ROWE PRICE ASSOCIATES, INC.
(CRD# 105496)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Baltimore, MD.
The SEC approved the firm to operate as an RIA in
Mar 1947.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$940.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
15%
of RAUM.
Non-US investors represent
5%
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T. ROWE PRICE ASSOCIATES, INC.
also reported in
Mar 2019
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3759
employees,
with
444
performing advisory functions.
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A total of 7 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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T. ROWE PRICE ASSOCIATES, INC. has one or more disclosure events currently on file with the SEC.
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T. ROWE PRICE ASSOCIATES, INC. has Notice Filings with the following State Securities Authorities: AK-Sep 1998, AL-Nov 2000, AR-Sep 1998, AZ-Sep 1998, CA-Jan 1970
, CO-Jul 2005, CT-Sep 1998, DC-Jan 1994, DE-May 2003, FL-Jun 1971
, GA-May 1989, HI-Oct 1998, IA-Jan 1999, ID-Sep 1998, IL-Oct 1970
, IN-Feb 2001, KS-Sep 1998, KY-Sep 1998, LA-Mar 2012, MA-Sep 1998
, MD-Oct 1990, ME-Sep 1998, MI-Dec 1997, MN-Sep 1998, MO-Sep 1998
, MS-Sep 2000, MT-Sep 1998, NC-Jan 2001, ND-Mar 2018, NE-Sep 1998
, NH-Jun 1988, NJ-Jan 1971, NM-Sep 1998, NV-Sep 1998, NY-Jan 1973
, OH-Jun 1999, OK-Nov 1998, OR-May 1989, PA-Feb 1947, PR-Mar 2018
, RI-Jan 1993, SC-Sep 1998, SD-Mar 2018, TN-Oct 1998, TX-Nov 1970
, UT-Sep 1998, VA-Jun 1987, VI-Mar 2018, VT-Sep 1998, WA-Sep 1998
, WI-Sep 1998, WV-Sep 1998, WY-Mar 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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