SVB ASSET MANAGEMENT
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SVB ASSET MANAGEMENT
(CRD# 124567)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Jan 2003.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$38.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
4%
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SVB ASSET MANAGEMENT
also reported in
Mar 2019
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60
employees,
with
23
performing advisory functions.
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A total of 9 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SVB ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.
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SVB ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities:
AZ-Mar 2017, CA-Jan 2003, CO-Jan 2003, CT-Jan 2003, GA-Jan 20
, IL-Mar 2014, MA-Jan 2003, MD-Jan 2003, MN-Apr 2004, NC-Jul 2
, NJ-Jan 2003, NY-Jan 2003, OR-Oct 2012, PA-Jan 2003, TX-Jan 2
, UT-Oct 2012, VA-Apr 2011, WA-Jan 2003
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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