STERLING CAPITAL MANAGEMENT LLC
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STERLING CAPITAL MANAGEMENT LLC
(CRD# 135405)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Charlotte, NC.
The SEC approved the firm to operate as an RIA in
Jun 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$56.9 Billion,
with discretion over
89%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
6%
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STERLING CAPITAL MANAGEMENT LLC
also reported in
Mar 2019
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165
employees,
with
68
performing advisory functions.
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A total of 8 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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STERLING CAPITAL MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
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STERLING CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: AL-Jan 2008, AZ-Feb 2007, CA-Jun 2005, CO-Oct 2010, CT-Jan 2008
, DC-Jan 2009, DE-Feb 2007, FL-Jun 2005, GA-Jun 2005, IL-Sep 2006
, IN-Jun 2005, KS-Mar 2018, KY-Jan 2009, LA-Oct 2010, MA-Sep 2006
, MD-Feb 2007, MI-Feb 2007, MN-Jun 2005, MO-Sep 2006, NC-Jun 2005
, NE-Jun 2005, NH-Jan 2010, NJ-Feb 2007, NM-Oct 2010, NV-Jan 2008
, NY-Sep 2006, OH-Sep 2006, OR-Jan 2008, PA-Feb 2007, RI-Dec 2014
, SC-Jun 2005, TN-Jan 2008, TX-Jun 2005, UT-Jan 2008, VA-Feb 2007
, VT-Jun 2005, WA-Sep 2006, WI-Feb 2007, WV-Jan 2010
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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