SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.
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SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.
(CRD# 159035)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Dec 2011.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$91.1 Billion,
with discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC.
also reported in
Mar 2019
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646
employees,
with
603
performing advisory functions.
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A total of 11 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. has no disclosure events reported to the SEC at this time.
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SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. has Notice Filings with the following State Securities Authorities: AK-Dec 2011, AL-Dec 2011, AR-Dec 2011, AZ-Jan 2012, CA-Dec 2011
, CO-Dec 2011, CT-Dec 2011, DC-Jan 2012, DE-Dec 2011, FL-Dec 2011
, GA-Dec 2011, HI-Dec 2011, IA-Dec 2011, ID-Dec 2011, IL-Dec 2011
, IN-Dec 2011, KS-Dec 2011, KY-Dec 2011, LA-Dec 2011, MA-Jan 2012
, MD-Dec 2011, ME-Dec 2011, MI-Dec 2011, MN-Dec 2011, MO-Dec 2011
, MS-Dec 2011, MT-Dec 2011, NC-Dec 2011, ND-Dec 2011, NE-Dec 2011
, NH-Dec 2011, NJ-Jan 2012, NM-Dec 2011, NV-Dec 2011, NY-Dec 2011
, OH-Dec 2011, OK-Dec 2011, OR-Dec 2011, PA-Dec 2011, PR-Dec 2011
, RI-Dec 2011, SC-Dec 2011, SD-Dec 2011, TN-Dec 2011, TX-Dec 2011
, UT-Dec 2011, VA-Dec 2011, VT-Dec 2011, WA-Dec 2011, WI-Dec 2011
, WV-Dec 2011, WY-Jul 2017
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The information presented above was gleaned
from the SEC website and is believed to be
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for errors or omissions. Please note
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