SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC
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SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC
(CRD# 105820)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Dec 1980.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$53.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
2%
of RAUM.
Non-US investors represent
58%
.
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SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC
also reported in
Mar 2019
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280
employees,
with
121
performing advisory functions.
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A total of 4 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC has no disclosure events reported to the SEC at this time.
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SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC has Notice Filings with the following State Securities Authorities: <
AK-Feb 2001, AL-Jan 1999, AR-Jan 1999, AZ-Oct 1998, CA-Oct 1998
, CO-Apr 1999, CT-Dec 1997, DC-Feb 2001, DE-Jul 2003, FL-Oct 1998
, GA-Feb 2001, HI-Jan 1999, IA-May 1999, ID-Jan 1999, IL-Oct 1998
, IN-Feb 2001, KS-Feb 2001, KY-Dec 1998, LA-Feb 2001, MA-Feb 2001
, MD-Feb 2001, ME-Oct 1998, MI-Feb 2001, MN-Feb 2001, MO-Oct 1998
, MS-Dec 1998, MT-Jan 1999, NC-Feb 2001, ND-Feb 2001, NE-Jan 1999
, NH-Feb 2001, NJ-Feb 2001, NM-Feb 2001, NV-Oct 1998, NY-Feb 2001
, OH-Feb 2001, OK-Jan 1998, OR-Feb 2001, PA-Feb 2001, PR-Jan 1999
, RI-Feb 2001, SC-Feb 2001, SD-Dec 1998, TN-Jan 1999, TX-Jan 2000
, UT-Jan 1999, VA-Jan 1991, VT-Jan 1995, WA-Oct 1994, WI-Jan 1999
, WV-Oct 1998
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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