SAGEVIEW ADVISORY GROUP, LLC
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SAGEVIEW ADVISORY GROUP, LLC
(CRD# 126777)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Irvine, CA.
The SEC approved the firm to operate as an RIA in
May 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$101.5 Billion,
with discretion over
4%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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SAGEVIEW ADVISORY GROUP, LLC
also reported in
Mar 2019
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145
employees,
with
73
performing advisory functions.
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A total of 25 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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SAGEVIEW ADVISORY GROUP, LLC has one or more disclosure events currently on file with the SEC.
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SAGEVIEW ADVISORY GROUP, LLC has Notice Filings with the following State Securities Authorities:
AL-Jul 2009, AR-May 2015, AZ-Apr 2009, CA-Sep 2003, CO-Feb 2014
, CT-Mar 2018, DC-Mar 2015, FL-Jan 2008, GA-Jul 2009, HI-May 2015
, IA-Apr 2009, IL-Mar 2009, IN-Mar 2015, KS-Oct 2007, KY-Mar 2014
, LA-Mar 2015, MA-Feb 2007, MD-Feb 2007, MI-Mar 2014, MN-Feb 2013
, MO-Jan 2008, NC-Nov 2014, NE-Jul 2009, NH-Mar 2016, NJ-Aug 2005
, NM-Mar 2018, NV-Feb 2007, NY-Jul 2009, OH-Feb 2014, OR-Mar 2016
, PA-Jun 2009, SC-Nov 2014, TN-Feb 2007, TX-Jul 2009, UT-Mar 2018
, VA-Mar 2009, WA-Mar 2017, WI-Mar 2009
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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