RUSSELL INVESTMENTS
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RUSSELL INVESTMENTS
(CRD# 329)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Seattle, WA.
The SEC approved the firm to operate as an RIA in
Jun 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$117.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
23%
of RAUM.
Non-US investors represent
60%
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RUSSELL INVESTMENTS
also reported in
Mar 2019
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181
employees,
with
65
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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RUSSELL INVESTMENTS has one or more disclosure events currently on file with the SEC.
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RUSSELL INVESTMENTS has Notice Filings with the following State Securities Authorities:
NY-Mar 2006, WA-Jun 2001
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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