ROBERT W. BAIRD & CO. INCORPORATED
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ROBERT W. BAIRD & CO. INCORPORATED
(CRD# 8158)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Milwaukee, WI.
The SEC approved the firm to operate as an RIA in
Jul 1971.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$140.3 Billion,
with discretion over
73%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
.
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ROBERT W. BAIRD & CO. INCORPORATED
also reported in
Mar 2019
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2622
employees,
with
1997
performing advisory functions.
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A total of 96 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ROBERT W. BAIRD & CO. INCORPORATED has one or more disclosure events currently on file with the SEC.
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ROBERT W. BAIRD & CO. INCORPORATED has Notice Filings with the following State Securities Authorities:
AK-Apr 1992, AL-May 1992, AR-May 1992, AZ-Jan 2016, CA-Jul 1997
, CO-Jun 1999, CT-Jul 1997, DC-Dec 1995, DE-Mar 1992, FL-Mar 1982
, GA-May 1992, HI-May 1998, IA-Jan 1999, ID-May 1992, IL-Oct 1976
, IN-Feb 2001, KS-Dec 1997, KY-Mar 2002, LA-Oct 2001, MA-Mar 2004
, MD-May 1992, ME-Jun 1992, MI-Mar 2002, MN-Aug 1988, MO-May 1978
, MS-Dec 1998, MT-Dec 1997, NC-Jan 2001, ND-May 1992, NE-Jul 1997
, NH-Jun 1992, NJ-Jun 1996, NM-Apr 1992, NV-Nov 1990, NY-Nov 1991
, OH-Sep 1999, OK-Jan 1998, OR-Mar 2010, PA-Mar 2002, PR-Oct 1992
, RI-Jan 1993, SC-Nov 1997, SD-Mar 1992, TN-Aug 1997, TX-Jul 1983
, UT-Apr 1992, VA-May 1988, VI-Apr 2005, VT-Jan 1995, WA-Jun 1998
, WI-Jun 1988, WV-Mar 1992, WY-Jul 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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