QMA
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QMA
(CRD# 129752)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Newark, NJ.
The SEC approved the firm to operate as an RIA in
Jan 2004.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$108.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
3%
of RAUM.
Non-US investors represent
4%
.
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QMA
also reported in
Mar 2019
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174
employees,
with
59
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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QMA has no disclosure events reported to the SEC at this time.
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QMA has Notice Filings with the following State Securities Authorities:
AK-Jan 2004, AL-Jan 2004, AR-Jan 2004, AZ-Jan 2004, CA- CO-Jan 2004, CT-Jan 2004, DC-Mar 2006, DE-Jan 2004, FL-<
, GA-Jan 2004, HI-Jan 2004, IA-Jan 2004, ID-Jan 2004, IL-<
, IN-Jan 2004, KS-Jan 2004, KY-Jan 2004, LA-Jan 2004, MA-<
, MD-Jan 2004, ME-Jan 2004, MI-Jan 2004, MN-Jan 2004, MO-<
, MS-Jan 2004, MT-Jan 2004, NC-Jan 2004, ND-Jan 2004, NE-<
, NH-Jan 2004, NJ-Mar 2004, NM-Jan 2004, NV-Jan 2004, NY-<
, OH-Jan 2004, OK-Jan 2004, OR-Jan 2004, PA-Jan 2004, RI-<
, SC-Jan 2004, SD-Jan 2004, TN-Jan 2004, TX-Jan 2004, UT-<
, VA-Jan 2004, VT-Jan 2004, WA-Jan 2004, WI-Jan 2004, WV-<
, WY-Jul 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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