PZENA INVESTMENT MANAGEMENT LLC
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PZENA INVESTMENT MANAGEMENT LLC
(CRD# 106847)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Dec 1995.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$32.2 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
28%
of RAUM.
Non-US investors represent
33%
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PZENA INVESTMENT MANAGEMENT LLC
also reported in
Mar 2019
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113
employees,
with
41
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PZENA INVESTMENT MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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PZENA INVESTMENT MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: CA-Feb 1996, CT-Mar 1998, DC-Mar 2009, DE-Jun 2003, FL-Mar 2017
, IL-Jan 1996, LA-Mar 2017, MA-Jan 1996, MI-Apr 2013, NE-Mar 2009
, NH-Mar 2012, NJ-Jan 1996, NY-Dec 1995, PA-May 1996, TX-Jan 1998
, WA-Apr 2013
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from the SEC website and is believed to be
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for errors or omissions. Please note
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