PUTNAM INVESTMENT MANAGEMENT, LLC
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PUTNAM INVESTMENT MANAGEMENT, LLC
(CRD# 106629)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Nov 1971.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$88.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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PUTNAM INVESTMENT MANAGEMENT, LLC
also reported in
Mar 2019
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303
employees,
with
218
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PUTNAM INVESTMENT MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
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PUTNAM INVESTMENT MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AZ-Aug 2001, LA-Aug 2001, MA-Aug 2001, NE-Aug 2001, NH-Aug 2001
, TX-Sep 2001, WA-Aug 2001
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