PPM AMERICA INC
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PPM AMERICA INC
(CRD# 107269)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Feb 1992.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$108.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
14%
of RAUM.
Non-US investors represent
39%
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PPM AMERICA INC
also reported in
Mar 2019
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240
employees,
with
107
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PPM AMERICA INC has one or more disclosure events currently on file with the SEC.
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PPM AMERICA INC has Notice Filings with the following State Securities Authorities: AK-Mar 2018, AL-Mar 2018, AR-Mar 2018, AZ-Mar 2018, CA- CO-Mar 2018, CT-Mar 2018, DC-Mar 2018, DE-Mar 2018, FL-<
, GA-Mar 2018, HI-Mar 2018, IA-Mar 2018, ID-Mar 2018, IL-<
, IN-Mar 2018, KS-Mar 2018, KY-Mar 2018, LA-Mar 2018, MA-<
, MD-Mar 2018, ME-Mar 2018, MI-Mar 2018, MN-Mar 2018, MO-<
, MS-Mar 2018, MT-Mar 2018, NC-Mar 2018, ND-Mar 2018, NE-<
, NH-Mar 2018, NJ-Apr 2018, NM-Mar 2018, NV-Mar 2018, NY-<
, OH-Mar 2018, OK-Mar 2018, OR-Mar 2018, PA-Mar 2018, PR-<
, RI-Mar 2018, SC-Mar 2018, SD-Mar 2018, TN-Mar 2018, TX-<
, UT-Mar 2018, VA-Mar 2018, VI-Mar 2018, VT-Mar 2018, WA-<
, WI-Mar 2018, WV-Mar 2018, WY-Mar 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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