PNC CAPITAL ADVISORS LLC
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PNC CAPITAL ADVISORS LLC
(CRD# 151829)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Baltimore, MD.
The SEC approved the firm to operate as an RIA in
Sep 2009.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$53.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
.
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PNC CAPITAL ADVISORS LLC
also reported in
Mar 2019
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268
employees,
with
77
performing advisory functions.
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A total of 7 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PNC CAPITAL ADVISORS LLC has one or more disclosure events currently on file with the SEC.
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PNC CAPITAL ADVISORS LLC has Notice Filings with the following State Securities Authorities: <
AK-Oct 2009, AL-Oct 2009, AR-Oct 2009, AZ-Oct 2009, CA-Oct 20
, CO-Oct 2009, CT-Oct 2009, DC-Oct 2009, DE-Nov 2009, FL-Oct 2
, GA-Oct 2009, HI-Oct 2009, IA-Oct 2009, ID-Oct 2009, IL-Oct 2
, IN-Oct 2009, KS-Oct 2009, KY-Oct 2009, LA-Oct 2009, MA-Oct 2
, MD-Oct 2009, ME-Oct 2009, MI-Oct 2009, MN-Oct 2009, MO-Oct 2
, MS-Oct 2009, MT-Oct 2009, NC-Oct 2009, ND-Oct 2009, NE-Oct 2
, NH-Oct 2009, NJ-Nov 2009, NM-Oct 2009, NV-Oct 2009, NY-Oct 2
, OH-Oct 2009, OK-Oct 2009, OR-Oct 2009, PA-Oct 2009, PR-Oct 2
, RI-Oct 2009, SC-Oct 2009, SD-Nov 2009, TN-Oct 2009, TX-Mar 2
, UT-Oct 2009, VA-Oct 2009, VT-Oct 2009, WA-Oct 2009, WI-Oct 2
, WV-Oct 2009
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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