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PINEBRIDGE INVESTMENTS LLC
PINEBRIDGE INVESTMENTS LLC (CRD# 105926) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in May 1983. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $42.0 Billion, with discretion over 98% of those assets.   Pooled investment vehicles (Private Funds) account for 43% of RAUM.   Non-US investors represent 30% .  
 
PINEBRIDGE INVESTMENTS LLC files an umbrella registration with the SEC. The firm also reported in Mar 2019
  • 281 employees, with 135 performing advisory functions.
  • A total of 4 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
PINEBRIDGE INVESTMENTS LLC has no disclosure events reported to the SEC at this time.
 

View PINEBRIDGE INVESTMENTS LLC's most recent Form ADV filing
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PINEBRIDGE INVESTMENTS LLC has Notice Filings with the following State Securities Authorities: CA-Mar 2010, NY-Mar 2018, PA-Jun 2017, TX-Mar 2003


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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