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PGIM LIMITED
PGIM LIMITED (CRD# 160005) is an SEC-Registered Investment Advisor (RIA), headquartered in London, United Kingdom. The SEC approved the firm to operate as an RIA in Mar 2012. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $48.0 Billion, with discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 38% of RAUM.   Non-US investors represent 96% .  
 
PGIM LIMITED also reported in Mar 2019
  • 203 employees, with 136 performing advisory functions.
  • A total of 3 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
PGIM LIMITED has no disclosure events reported to the SEC at this time.
 

View PGIM LIMITED's most recent Form ADV filing
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PGIM LIMITED has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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