PFM ASSET MANAGEMENT LLC
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PFM ASSET MANAGEMENT LLC
(CRD# 122141)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Harrisburg, PA.
The SEC approved the firm to operate as an RIA in
Aug 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$95.3 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
28%
of RAUM.
Non-US investors represent
0%
.
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PFM ASSET MANAGEMENT LLC
also reported in
Mar 2019
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242
employees,
with
221
performing advisory functions.
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A total of 26 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PFM ASSET MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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PFM ASSET MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: <
AL-Apr 2012, AR-Mar 2016, AZ-Jan 2004, CA-Aug 2001, CO-Feb 20
, CT-Jan 2003, DC-Mar 2010, DE-Jul 2003, FL-Oct 2001, GA-Dec 2
, IA-Dec 2001, IL-Jan 2004, KS-Mar 2007, KY-Jan 2004, LA-Mar 2
, MA-Nov 2001, MD-Feb 2004, ME-Jul 2010, MI-Jan 2004, MN-Jul 2
, MO-Jan 2004, NC-Mar 2007, ND-Aug 2006, NE-Jan 2004, NH-Mar 2
, NJ-Feb 2002, NM-Mar 2010, NV-Feb 2006, NY-Oct 2003, OH-Dec 2
, OK-Jan 2004, OR-Mar 2007, PA-Aug 2001, RI-Jan 2004, SC-Dec 2
, SD-Apr 2010, TN-Dec 2001, TX-Jan 2002, UT-Mar 2010, VA-Dec 2
, VT-Nov 2011, WA-Jan 2003, WI-Jan 2003
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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