PAYDEN & RYGEL
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PAYDEN & RYGEL
(CRD# 107160)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Sep 1983.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$109.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
9%
of RAUM.
Non-US investors represent
22%
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PAYDEN & RYGEL
also reported in
Mar 2019
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188
employees,
with
115
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PAYDEN & RYGEL has no disclosure events reported to the SEC at this time.
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PAYDEN & RYGEL has Notice Filings with the following State Securities Authorities: AK-Mar 2007, AL-Sep 1996, AR-Jun 1996, AZ-Aug 1994, CA- CT-Sep 1997, DC-Apr 1996, DE-Apr 2003, FL-May 1987, GA-<
, HI-Oct 1996, IA-Jan 1999, ID-Apr 1996, IL-Sep 2000, IN-<
, KS-Dec 1997, KY-Mar 1996, LA-Oct 2001, MA-Apr 1994, MD-<
, ME-May 1996, MI-Jan 2001, MN-Jun 1990, MO-Aug 1995, MS-<
, MT-Jan 1997, NC-Jan 2001, ND-Mar 2003, NE-Aug 2001, NH-<
, NJ-Feb 1996, NM-Mar 1996, NV-Dec 1990, NY-Feb 1996, OH-<
, OK-Jan 1998, OR-Jan 2001, PA-Oct 1996, RI-Jan 1993, SC-<
, SD-Mar 1996, TN-Jan 1987, TX-Jan 1987, UT-Jan 1996, VA-<
, VT-Jan 1995, WA-Apr 1989, WI-Jan 1986, WV-May 1996
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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