PARAMETRIC PORTFOLIO ASSOCIATES
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PARAMETRIC PORTFOLIO ASSOCIATES
(CRD# 114310)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Seattle, WA.
The SEC approved the firm to operate as an RIA in
Aug 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$224.3 Billion,
with discretion over
91%
of those assets.
Pooled investment vehicles (Private Funds) account for
5%
of RAUM.
Non-US investors represent
5%
.
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PARAMETRIC PORTFOLIO ASSOCIATES
also reported in
Mar 2019
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455
employees,
with
96
performing advisory functions.
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A total of 5 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PARAMETRIC PORTFOLIO ASSOCIATES has no disclosure events reported to the SEC at this time.
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PARAMETRIC PORTFOLIO ASSOCIATES has Notice Filings with the following State Securities Authorities: AK-Feb 2006, AL-Jan 2005, AR-Feb 2005, AZ-Sep 2001, CA-Sep 2001
, CO-Sep 2001, CT-Sep 2001, DC-Sep 2001, DE-Feb 2006, FL-Oct 2001
, GA-Sep 2001, HI-Jul 2013, IA-Jan 2004, ID-Jan 2006, IL-Oct 2001
, IN-May 1999, KS-Jan 2006, KY-Jan 2006, LA-Jan 2005, MA-Apr 1999
, MD-Sep 2001, ME-Jan 2006, MI-Apr 1998, MN-Feb 2003, MO-Sep 2001
, MS-Jan 2006, MT-Sep 2001, NC-Sep 2001, ND-Jan 2006, NE-Jan 2006
, NH-Jan 2005, NJ-Jul 1999, NM-Jan 2006, NV-Jan 2006, NY-Oct 2001
, OH-Sep 2001, OK-Jan 2006, OR-Sep 2001, PA-Jun 2001, PR-Jan 2006
, RI-Jan 2006, SC-Sep 2001, SD-Jan 2006, TN-Feb 2003, TX-Jul 1999
, UT-Jan 2006, VA-Sep 2001, VI-Jul 2013, VT-Jan 2006, WA-Jan 1995
, WI-Feb 2003, WV-Jan 2006, WY-Jan 2019
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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