PANAGORA ASSET MANAGEMENT INC
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PANAGORA ASSET MANAGEMENT INC
(CRD# 105201)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Nov 1989.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$44.0 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
30%
of RAUM.
Non-US investors represent
70%
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PANAGORA ASSET MANAGEMENT INC
also reported in
Mar 2019
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158
employees,
with
43
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PANAGORA ASSET MANAGEMENT INC has one or more disclosure events currently on file with the SEC.
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PANAGORA ASSET MANAGEMENT INC has Notice Filings with the following State Securities Authorities:
AK-Dec 2018, AL-Mar 2015, AR-Mar 2015, AZ-Jan 2017, CA-Sep 1995
, CO-Dec 2007, CT-Jun 1997, DC-Dec 2018, DE-Mar 2015, FL-Apr 2007
, GA-Mar 2015, IA-Apr 2007, IL-Apr 2007, IN-Mar 2018, MA-Nov 2002
, MD-Dec 2015, MI-Mar 2005, MN-Nov 2009, MO-Mar 2005, ND-Jan 2017
, NJ-May 2007, NM-Mar 2013, NV-Mar 2013, NY-Mar 2005, OH-Mar 2005
, OR-Oct 2013, PA-Apr 2007, TN-Mar 2005, TX-Apr 1996, UT-Dec 2015
, VA-Apr 2007, WA-Apr 2007, WI-Sep 1995
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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