PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
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PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
(CRD# 104559)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Newport Beach, CA.
The SEC approved the firm to operate as an RIA in
Nov 1994.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$2,197.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
33%
of RAUM.
Non-US investors represent
45%
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PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
also reported in
Mar 2019
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2597
employees,
with
633
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PACIFIC INVESTMENT MANAGEMENT COMPANY LLC has one or more disclosure events currently on file with the SEC.
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PACIFIC INVESTMENT MANAGEMENT COMPANY LLC has Notice Filings with the following State Securities Authorities:
AK-Apr 2007, AL-Mar 2008, AR-Apr 2002, AZ-Mar 2003, CA-Nov 1994
, CO-Mar 2002, CT-Dec 1997, DC-Mar 2002, DE-Mar 2002, FL-Jul 1992
, GA-Mar 1995, HI-Mar 2007, IA-Apr 2007, ID-Mar 2007, IL-May 1971
, IN-Mar 2002, KS-Mar 2002, KY-Mar 2003, LA-Mar 2007, MA-Jan 1998
, MD-Mar 2002, ME-Mar 2007, MI-Mar 2002, MN-Jun 1992, MO-Mar 2002
, MS-Mar 2007, MT-Mar 2007, NC-Mar 2002, ND-Feb 2010, NE-Mar 2002
, NH-Feb 2010, NJ-May 2002, NM-Feb 2010, NV-Mar 2007, NY-Jul 2000
, OH-May 1999, OK-Mar 2007, OR-Mar 2003, PA-Mar 2002, PR-Feb 2010
, RI-Mar 2007, SC-Mar 2009, SD-Apr 2007, TN-Mar 2003, TX-Jul 1995
, UT-Mar 2003, VA-Oct 1996, VI-Feb 2010, VT-Mar 2007, WA-Mar 2002
, WI-Mar 2007, WV-Feb 2010, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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