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OFI GLOBAL ASSET MANAGEMENT, INC.
OFI GLOBAL ASSET MANAGEMENT, INC. (CRD# 161556) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jul 2012. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $204.4 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
OFI GLOBAL ASSET MANAGEMENT, INC. also reported in Mar 2019
  • 1394 employees, with 209 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
OFI GLOBAL ASSET MANAGEMENT, INC. has one or more disclosure events currently on file with the SEC.
 

View OFI GLOBAL ASSET MANAGEMENT, INC.'s most recent Form ADV filing
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OFI GLOBAL ASSET MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities: CO-Jul 2012


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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