NORTHERN TRUST GLOBAL INVESTMENTS LTD
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NORTHERN TRUST GLOBAL INVESTMENTS LTD
(CRD# 111900)
is an SEC-Registered Investment Advisor (RIA), headquartered in
London, United Kingdom.
The SEC approved the firm to operate as an RIA in
Apr 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$135.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
36%
of RAUM.
Non-US investors represent
100%
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NORTHERN TRUST GLOBAL INVESTMENTS LTD
also reported in
Mar 2019
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70
employees,
with
31
performing advisory functions.
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A total of 4 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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NORTHERN TRUST GLOBAL INVESTMENTS LTD has one or more disclosure events currently on file with the SEC.
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NORTHERN TRUST GLOBAL INVESTMENTS LTD has No Notice Filings with State Securities Authorities.
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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