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NOMURA ASSET MANAGEMENT CO., LTD.
NOMURA ASSET MANAGEMENT CO., LTD. (CRD# 110814) is an SEC-Registered Investment Advisor (RIA), headquartered in Tokyo, Japan. The SEC approved the firm to operate as an RIA in May 1985. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $509.6 Billion, with discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 81% of RAUM.   Non-US investors represent 100% .  
 
NOMURA ASSET MANAGEMENT CO., LTD. also reported in Jul 2018
  • 830 employees, with 265 performing advisory functions.
  • A total of 2 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
NOMURA ASSET MANAGEMENT CO., LTD. has no disclosure events reported to the SEC at this time.
 

View NOMURA ASSET MANAGEMENT CO., LTD.'s most recent Form ADV filing
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NOMURA ASSET MANAGEMENT CO., LTD. has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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