NOKIA INVESTMENT MANAGEMENT CORPORATION
|
|
NOKIA INVESTMENT MANAGEMENT CORPORATION
(CRD# 112801)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Murray Hill, NJ.
The SEC approved the firm to operate as an RIA in
May 1999.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$29.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
NOKIA INVESTMENT MANAGEMENT CORPORATION
also reported in
Mar 2019
-
26
employees,
all of whom perform advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
NOKIA INVESTMENT MANAGEMENT CORPORATION has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
NOKIA INVESTMENT MANAGEMENT CORPORATION has Notice Filings with the following State Securities Authorities: MA-Dec 2004, NJ-Feb 2005
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
