NIKKO ASSET MANAGEMENT CO LTD
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NIKKO ASSET MANAGEMENT CO LTD
(CRD# 110997)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Tokyo, Japan.
The SEC approved the firm to operate as an RIA in
Aug 1999.
In
Feb 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$191.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
86%
of RAUM.
Non-US investors represent
73%
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NIKKO ASSET MANAGEMENT CO LTD
also reported in
Feb 2019
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529
employees,
with
88
performing advisory functions.
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A total of 3 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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NIKKO ASSET MANAGEMENT CO LTD has one or more disclosure events currently on file with the SEC.
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NIKKO ASSET MANAGEMENT CO LTD has No Notice Filings with State Securities Authorities.
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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