NEW ENGLAND ASSET MANAGEMENT, INC.
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NEW ENGLAND ASSET MANAGEMENT, INC.
(CRD# 105900)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Farmington, CT.
The SEC approved the firm to operate as an RIA in
Oct 1984.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$83.0 Billion,
with discretion over
81%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
11%
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NEW ENGLAND ASSET MANAGEMENT, INC.
also reported in
Mar 2019
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98
employees,
with
44
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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NEW ENGLAND ASSET MANAGEMENT, INC. has one or more disclosure events currently on file with the SEC.
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NEW ENGLAND ASSET MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
CA-Mar 2009, CT-Aug 1997, LA-Dec 2016, TX-Dec 2012
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