NEUBERGER BERMAN INVESTMENT ADVISERS LLC
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NEUBERGER BERMAN INVESTMENT ADVISERS LLC
(CRD# 124687)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 2003.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$241.7 Billion,
with discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
35%
of RAUM.
Non-US investors represent
33%
.
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NEUBERGER BERMAN INVESTMENT ADVISERS LLC
also reported in
Mar 2019
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1171
employees,
with
435
performing advisory functions.
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A total of 10 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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NEUBERGER BERMAN INVESTMENT ADVISERS LLC has one or more disclosure events currently on file with the SEC.
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NEUBERGER BERMAN INVESTMENT ADVISERS LLC has Notice Filings with the following State Securities Authorities: <
AK-Feb 2008, AL-Feb 2008, AR-Feb 2008, AZ-Feb 2008, CA-Feb 2008
, CO-Feb 2008, CT-Feb 2008, DC-Feb 2008, DE-Mar 2008, FL-Feb 2008
, GA-Feb 2008, HI-Feb 2008, IA-Feb 2008, ID-Feb 2008, IL-Jan 2003
, IN-Feb 2008, KS-Feb 2008, KY-Feb 2008, LA-Feb 2008, MA-Feb 2008
, MD-Feb 2008, ME-Feb 2008, MI-Feb 2008, MN-Mar 2008, MO-Feb 2008
, MS-Feb 2008, MT-Feb 2008, NC-Feb 2008, ND-Feb 2008, NE-Feb 2008
, NH-Feb 2008, NJ-Mar 2008, NM-Feb 2008, NV-Feb 2008, NY-Feb 2008
, OH-Feb 2008, OK-Feb 2008, OR-Feb 2008, PA-Feb 2008, PR-Feb 2008
, RI-Feb 2008, SC-Feb 2008, SD-Mar 2008, TN-Feb 2008, TX-Feb 2008
, UT-Feb 2008, VA-Feb 2008, VI-Feb 2008, VT-Feb 2008, WA-Feb 2008
, WI-Feb 2008, WV-Feb 2008
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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