NB ALTERNATIVES ADVISERS LLC
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NB ALTERNATIVES ADVISERS LLC
(CRD# 149822)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
Mar 2009.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$68.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
96%
of RAUM.
Non-US investors represent
48%
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NB ALTERNATIVES ADVISERS LLC
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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186
employees,
with
131
performing advisory functions.
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A total of 8 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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NB ALTERNATIVES ADVISERS LLC has one or more disclosure events currently on file with the SEC.
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NB ALTERNATIVES ADVISERS LLC has No Notice Filings with State Securities Authorities.
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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