MORNINGSTAR INVESTMENT MANAGEMENT LLC
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MORNINGSTAR INVESTMENT MANAGEMENT LLC
(CRD# 108031)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Oct 1999.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$37.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
.
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MORNINGSTAR INVESTMENT MANAGEMENT LLC
also reported in
Mar 2019
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215
employees,
with
56
performing advisory functions.
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A total of 8 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MORNINGSTAR INVESTMENT MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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MORNINGSTAR INVESTMENT MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
AK-Jan 2000, AL-Jan 2000, AR-Jan 2000, AZ-Jan 2000, CA-Jan 2000
, CO-Jan 2000, CT-Jan 2000, DC-Dec 2000, DE-Jul 2003, FL-Jan 2000
, GA-Jan 2000, HI-Jan 2000, IA-Jan 2000, ID-Jan 2001, IL-Sep 1999
, IN-Mar 2002, KS-Jan 2000, KY-Jan 2000, LA-Oct 2001, MA-Jan 2000
, MD-Jan 2000, ME-Jan 2000, MI-Jan 2000, MN-Jan 2000, MO-Jan 2000
, MS-Jan 2000, MT-Jan 2000, NC-Jan 2001, ND-Jan 2000, NE-Jan 2000
, NH-Jan 2000, NJ-Jan 2000, NM-Jan 2000, NV-Jan 2000, NY-Jan 2000
, OH-Jan 2000, OK-Feb 2000, OR-Jan 2001, PA-Jan 2000, PR-Jan 2000
, RI-Jan 2000, SC-Jan 2000, SD-Jan 2000, TN-Jan 2000, TX-Jan 2000
, UT-Jan 2000, VA-Jan 2000, VT-Jan 2000, WA-Jan 2000, WI-Jan 2000
, WV-Jan 2000, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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