MORGAN STANLEY INVESTMENT MANAGEMENT INC.
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MORGAN STANLEY INVESTMENT MANAGEMENT INC.
(CRD# 110353)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 1981.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$299.6 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
23%
of RAUM.
Non-US investors represent
39%
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MORGAN STANLEY INVESTMENT MANAGEMENT INC.
also reported in
Mar 2019
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883
employees,
with
207
performing advisory functions.
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A total of 5 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MORGAN STANLEY INVESTMENT MANAGEMENT INC. has one or more disclosure events currently on file with the SEC.
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MORGAN STANLEY INVESTMENT MANAGEMENT INC. has Notice Filings with the following State Securities Authorities:
AK-Jul 1991, AL-Feb 1992, AR-Feb 1992, AZ-Aug 1994, CA-Aug 1981
, CO-Apr 2000, CT-Sep 1997, DC-Dec 1993, DE-Jun 2003, FL-Apr 1981
, GA-Feb 2007, HI-Feb 1992, IA-Feb 2007, ID-Jan 1992, IL-May 1981
, IN-Aug 2001, KS-Dec 1991, KY-Jan 1992, LA-Oct 2001, MA-Apr 1994
, MD-Jan 1992, ME-Nov 1991, MI-Apr 2001, MN-Feb 1987, MO-Sep 1991
, MS-Oct 1997, MT-Oct 1991, NC-Apr 2001, ND-Feb 2007, NE-Feb 2007
, NH-Apr 1981, NJ-Mar 1981, NM-Aug 1991, NV-Sep 1991, NY-Jul 1986
, OH-Aug 2000, OK-Jan 1998, OR-May 1991, PA-Nov 1981, PR-May 1993
, RI-Jan 1993, SC-Oct 1991, SD-Aug 1991, TN-Jan 1998, TX-Aug 1983
, UT-Dec 1991, VA-May 1988, VT-Dec 1994, WA-Oct 1991, WI-Feb 2007
, WV-Aug 1989
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
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