MILLENNIUM MANAGEMENT LLC
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MILLENNIUM MANAGEMENT LLC
(CRD# 158117)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Mar 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$224.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
92%
.
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MILLENNIUM MANAGEMENT LLC
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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2839
employees,
with
1620
performing advisory functions.
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A total of 35 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MILLENNIUM MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
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MILLENNIUM MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
CA-Mar 2012, CT-Mar 2012, DC-Mar 2018, DE-Mar 2012, FL-Mar 20
, IL-Mar 2012, MA-Mar 2018, MD-Mar 2016, MI-Mar 2018, NC-Mar 2
, NH-Mar 2012, NJ-Mar 2012, NM-Apr 2013, NY-Mar 2012, OH-Mar 2
, OR-Apr 2013, PA-Mar 2012, SC-Mar 2018, TX-Mar 2012, WI-Mar 2
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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