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METROPOLITAN WEST ASSET MANAGEMENT LLC
METROPOLITAN WEST ASSET MANAGEMENT LLC (CRD# 104571) is an SEC-Registered Investment Advisor (RIA), headquartered in Los Angeles, CA. The SEC approved the firm to operate as an RIA in Nov 1996. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $109.5 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
METROPOLITAN WEST ASSET MANAGEMENT LLC also reported in Mar 2019
  • 315 employees, with 110 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
METROPOLITAN WEST ASSET MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
 

View METROPOLITAN WEST ASSET MANAGEMENT LLC's most recent Form ADV filing
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METROPOLITAN WEST ASSET MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: CA-Mar 1997, FL-Mar 2009, MI-Mar 2008, NC-Aug 2010, TX-Aug 1998 , WA-Sep 2004


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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