MERCER INVESTMENTS LLC
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MERCER INVESTMENTS LLC
(CRD# 133449)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Jan 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$94.9 Billion,
with discretion over
95%
of those assets.
Pooled investment vehicles (Private Funds) account for
5%
of RAUM.
Non-US investors represent
0%
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MERCER INVESTMENTS LLC
also reported in
Mar 2019
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675
employees,
with
543
performing advisory functions.
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A total of 32 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MERCER INVESTMENTS LLC has one or more disclosure events currently on file with the SEC.
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MERCER INVESTMENTS LLC has Notice Filings with the following State Securities Authorities: AK-Mar 2011, AL-Mar 2017, AR-Mar 2017, AZ-Mar 2011, CA-Mar 20
, CO-Mar 2017, CT-Mar 2017, DC-Mar 2017, DE-Jan 2017, FL-Jan 2
, GA-Mar 2017, HI-Mar 2017, IA-Mar 2017, ID-Mar 2017, IL-May 2
, IN-Mar 2017, KS-Mar 2011, KY-Mar 2017, LA-Mar 2011, MA-Jan 2
, MD-Jan 2017, ME-Mar 2017, MI-Mar 2017, MN-Mar 2017, MO-Jan 2
, MS-Mar 2011, MT-Mar 2011, NC-Mar 2017, ND-Mar 2011, NE-Mar 2
, NH-Mar 2017, NJ-Jan 2017, NM-Mar 2017, NV-Mar 2011, NY-May 2
, OH-Jun 2005, OK-Jan 2017, OR-Mar 2011, PA-Mar 2017, PR-Mar 2
, RI-Mar 2011, SC-Mar 2017, SD-Mar 2008, TN-Mar 2017, TX-Mar 2
, UT-Mar 2011, VA-Mar 2017, VI-Mar 2011, VT-Mar 2017, WA-Mar 2
, WI-Mar 2017, WV-Mar 2017, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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