MARINER INVESTMENT GROUP, LLC
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MARINER INVESTMENT GROUP, LLC
(CRD# 124744)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Harrison, NY.
The SEC approved the firm to operate as an RIA in
May 2003.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$77.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
98%
of RAUM.
Non-US investors represent
98%
.
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MARINER INVESTMENT GROUP, LLC
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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140
employees,
with
63
performing advisory functions.
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A total of 9 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MARINER INVESTMENT GROUP, LLC has no disclosure events reported to the SEC at this time.
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MARINER INVESTMENT GROUP, LLC has Notice Filings with the following State Securities Authorities:
CT-Jun 2013, NJ-Dec 2014, NY-May 2003, PA-Sep 2013, TX-Nov 2014
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